Ambroise Georges Frey

CE No. ASD203 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ambroise Georges Frey (), a licensed former licensee with CE reference ASD203. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Sunrise Brokers (Hong Kong) Limited Rep Type 1 — Dealing in securities 2020-11-03 2022-02-14
Sunrise Brokers (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2020-11-03 2022-02-14
Vantage Capital Markets HK Limited Rep Type 1 — Dealing in securities 2018-10-11 2020-06-30
Vantage Capital Markets HK Limited Rep Type 2 — Dealing in futures contracts 2018-10-11 2020-06-30
Natixis Asia Limited Rep Type 1 — Dealing in securities 2016-08-16 2018-06-22
Natixis Asia Limited Rep Type 2 — Dealing in futures contracts 2016-08-16 2018-06-22
Natixis Asia Limited Rep Type 4 — Advising on securities 2016-08-16 2018-06-22
Natixis Asia Limited Rep Type 5 — Advising on futures contracts 2016-08-16 2018-06-22
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 — Dealing in securities 2008-12-05 2012-07-07
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-12-05 2012-07-07
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 7 — Providing automated trading services 2008-12-05 2012-07-07

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