Ambroise Georges Frey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ambroise Georges Frey ( ), a licensed former licensee with CE reference ASD203. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-11-03 | 2022-02-14 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2020-11-03 | 2022-02-14 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2018-10-11 | 2020-06-30 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2018-10-11 | 2020-06-30 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2016-08-16 | 2018-06-22 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-08-16 | 2018-06-22 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2016-08-16 | 2018-06-22 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2016-08-16 | 2018-06-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-05 | 2012-07-07 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-05 | 2012-07-07 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-12-05 | 2012-07-07 |