Hoi Yan (SFC:ASD448) Lam
林凱欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan (SFC:ASD448) Lam (林凱欣), a licensed former licensee with CE reference ASD448. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-04 | 2014-06-03 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-23 | 2013-06-01 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-25 | 2013-06-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-09 | 2009-03-26 |