Ashley Spencer Moore

CE No. ASD881 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashley Spencer Moore (), a licensed former licensee with CE reference ASD881. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
GFI (HK) Securities L.L.C. Rep Type 1 — Dealing in securities 2015-02-16 2015-11-16
GFI (HK) Securities L.L.C. Rep Type 7 — Providing automated trading services 2015-02-16 2015-11-16
GFI (HK) Securities L.L.C. Rep Type 1 — Dealing in securities 2013-10-02 2014-10-13
GFI (HK) Securities L.L.C. Rep Type 7 — Providing automated trading services 2013-10-02 2014-10-13
De Riva Asia Limited
Rep Type 1 — Dealing in securities 2012-09-19 2013-06-26
De Riva Asia Limited
Rep Type 2 — Dealing in futures contracts 2012-09-19 2013-06-26
Qantex Capital Markets Limited Rep Type 2 — Dealing in futures contracts 2009-12-09 2011-12-01
GFI (HK) Securities L.L.C. Rep Type 1 — Dealing in securities 2009-01-14 2009-12-07

Related