Ashley Spencer Moore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashley Spencer Moore ( ), a licensed former licensee with CE reference ASD881. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2015-02-16 | 2015-11-16 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2015-02-16 | 2015-11-16 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2013-10-02 | 2014-10-13 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2013-10-02 | 2014-10-13 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2012-09-19 | 2013-06-26 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2012-09-19 | 2013-06-26 |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2009-12-09 | 2011-12-01 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2009-01-14 | 2009-12-07 |