James Clifford Hugh
丘志雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Clifford Hugh (丘志雄), a licensed Responsible Officer with CE reference ASE219. Currently licensed at 1 firm(s): Forte Securities (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forte Securities (Asia) Limited |
RO | Type 1 — Dealing in securities | 2020-11-17 | present |
| Forte Securities (Asia) Limited |
RO | Type 2 — Dealing in futures contracts | 2020-11-17 | present |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-26 | 2019-06-27 |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-06-26 | 2019-06-27 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-21 | 2015-06-26 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-03-28 | 2014-09-02 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-03-28 | 2014-09-02 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2009-06-18 | 2012-01-13 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2009-05-12 | 2012-01-13 |