Tak Yen Chow
周得賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Yen Chow (周得賢), a licensed former licensee with CE reference ASE465. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-05 | 2011-11-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-05 | 2011-11-02 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2008-12-23 | 2011-08-12 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2008-12-23 | 2011-08-12 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2008-12-23 | 2011-08-12 |