Iris Yue Zhao-Fiorello
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iris Yue Zhao-Fiorello ( ), a licensed former licensee with CE reference ASE630. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GCM Investments Hong Kong Limited | RO | Type 1 — Dealing in securities | 2014-06-16 | 2019-12-11 |
| GCM Investments Hong Kong Limited | RO | Type 4 — Advising on securities | 2014-06-16 | 2019-12-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-19 | 2014-01-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-07-19 | 2014-01-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-29 | 2012-07-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-29 | 2012-07-19 |
| Aberdeen International Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2009-01-05 | 2009-04-05 |
| Aberdeen International Investment Management Limited |
Rep | Type 4 — Advising on securities | 2009-01-05 | 2009-04-05 |