Iris Yue Zhao-Fiorello

CE No. ASE630 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iris Yue Zhao-Fiorello (), a licensed former licensee with CE reference ASE630. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
GCM Investments Hong Kong Limited RO Type 1 — Dealing in securities 2014-06-16 2019-12-11
GCM Investments Hong Kong Limited RO Type 4 — Advising on securities 2014-06-16 2019-12-11
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 1 — Dealing in securities 2012-07-19 2014-01-17
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 4 — Advising on securities 2012-07-19 2014-01-17
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 — Dealing in securities 2009-06-29 2012-07-19
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 — Advising on securities 2009-06-29 2012-07-19
Aberdeen International Investment Management Limited
Rep Type 1 — Dealing in securities 2009-01-05 2009-04-05
Aberdeen International Investment Management Limited
Rep Type 4 — Advising on securities 2009-01-05 2009-04-05

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