Hoi Yee Lo
盧凱怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yee Lo (盧凱怡), a licensed former licensee with CE reference ASE941. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Immensus Capital Investment Management (HK) Limited |
RO | Type 9 — Asset management | 2021-08-11 | 2025-08-12 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-23 | 2020-09-25 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-23 | 2020-08-21 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-23 | 2020-09-25 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-30 | 2017-02-16 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-30 | 2017-02-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2009-01-06 | 2009-02-24 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-06 | 2009-02-24 |