Philip Wai Pong Tso
曹偉邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Wai Pong Tso (曹偉邦), a licensed former licensee with CE reference ASH453. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-19 | 2025-12-31 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 — Advising on securities | 2018-03-13 | 2025-12-31 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-07 | 2021-07-19 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-07 | 2018-03-13 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2017-11-07 | 2025-12-31 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-05 | 2017-10-19 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-11 | 2017-10-19 |