Adam James Woods

CE No. ASH603 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam James Woods, a licensed Representative with CE reference ASH603. Currently licensed at 1 firm(s): E&P Asia (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 3.

More firms doing Dealing in securities →More firms doing Advising on securities →

Licence history

FirmRoleRegulated activityFromTo
E&P Asia (HK) Limited
 Rep Type 1 — Dealing in securities 2024-10-09 present
E&P Asia (HK) Limited
 Rep Type 4 — Advising on securities 2024-10-09 present
CLSA Limited
中信里昂證券有限公司		 Rep Type 1 — Dealing in securities 2009-01-19 2012-01-17

Related