Ian Clement Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Clement Brown ( ), a licensed former licensee with CE reference ASH682. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2019-12-11 | 2020-08-14 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2019-12-11 | 2020-08-14 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2017-11-13 | 2019-12-02 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2011-07-27 | 2019-12-02 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2011-07-27 | 2019-12-02 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-10-26 | 2011-07-27 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-10-26 | 2011-07-27 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2009-02-12 | 2010-07-02 |