Thomas Timothy Howard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Timothy Howard ( ), a licensed former licensee with CE reference ASH946. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-01-21 | 2009-07-22 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-01-21 | 2009-07-22 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2009-01-21 | 2009-07-22 |