Pui Ching (SFC:ASH951) Chan
陳珮晶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ching (SFC:ASH951) Chan (陳珮晶), a licensed former licensee with CE reference ASH951. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-10 | 2012-05-11 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-10 | 2012-05-11 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-28 | 2012-02-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-28 | 2012-02-16 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-19 | 2010-06-12 |