Shu Ping Tsang
曾樹平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Ping Tsang (曾樹平), a licensed Responsible Officer with CE reference ASI417. Currently licensed at 1 firm(s): Eastspring Investments (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 1 — Dealing in securities | 2024-12-17 | present |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 — Advising on securities | 2024-12-17 | present |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2024-07-25 | 2024-12-17 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2024-07-25 | 2024-12-17 |
| Pulse Wealth Limited | RO | Type 1 — Dealing in securities | 2022-12-14 | 2023-12-08 |
| Pulse Wealth Limited | RO | Type 4 — Advising on securities | 2022-12-14 | 2023-12-08 |
| Pulse Wealth Limited | Rep | Type 1 — Dealing in securities | 2022-10-12 | 2022-12-14 |
| Pulse Wealth Limited | Rep | Type 4 — Advising on securities | 2022-10-12 | 2022-12-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-06-15 | 2022-04-22 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-07 | 2022-04-22 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-29 | 2018-08-07 |
| Insubest Financial & MPF Planning Limited 保泰理財及強積金顧問有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-02 | 2011-01-13 |