Alexander Wilmerding
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Wilmerding ( ), a licensed former licensee with CE reference ASI434. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pantheon Ventures (HK) LLP |
RO | Type 4 — Advising on securities | 2021-12-02 | 2023-12-31 |
| Pantheon Ventures (HK) LLP |
RO | Type 1 — Dealing in securities | 2020-04-29 | 2023-12-31 |
| Affiliated Managers Group (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2019-10-22 | 2020-08-10 |
| Pantheon Ventures (HK) LLP |
Rep | Type 4 — Advising on securities | 2013-07-19 | 2021-12-02 |
| Affiliated Managers Group (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2013-06-14 | 2019-10-22 |
| Pantheon Ventures (HK) LLP |
RO | Type 4 — Advising on securities | 2010-06-30 | 2013-07-19 |
| Pantheon Capital (Asia) Limited | Rep | Type 4 — Advising on securities | 2009-03-26 | 2010-06-30 |