Kar Kee Yan
甄家祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Kee Yan (甄家祺), a licensed Responsible Officer with CE reference ASK152. Currently licensed at 1 firm(s): Top One Global Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-16 | present |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-01-16 | present |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
RO | Type 9 — Asset management | 2025-01-16 | present |
| Securis Capital Limited |
RO | Type 9 — Asset management | 2019-04-04 | 2024-11-29 |
| Securis Capital Limited |
Rep | Type 9 — Asset management | 2018-08-22 | 2019-04-04 |
| Securis Capital Limited |
RO | Type 1 — Dealing in securities | 2018-05-16 | 2024-11-29 |
| Securis Capital Limited |
RO | Type 4 — Advising on securities | 2018-05-16 | 2024-11-29 |
| Quintar Capital Limited | Rep | Type 9 — Asset management | 2016-04-26 | 2018-05-09 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-23 | 2018-05-09 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-23 | 2018-05-09 |
| KOG Forex Limited 國之匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-03-10 | 2014-12-23 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-22 | 2014-10-15 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-22 | 2014-10-15 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
Rep | Type 9 — Asset management | 2011-11-03 | 2014-12-23 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2009-02-26 | 2009-03-03 |