Ching Man Yan
甄靜敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Man Yan (甄靜敏), a licensed Responsible Officer with CE reference ASK571. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-06 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-08-06 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2021-08-06 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | 2021-08-06 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-26 | 2021-08-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-26 | 2021-08-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-26 | 2021-08-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2021-04-26 | 2021-08-06 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-03-09 | 2021-04-06 |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-17 | 2021-04-06 |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 9 — Asset management | 2020-04-17 | 2021-04-06 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-02 | 2021-04-06 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-14 | 2020-03-02 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-23 | 2019-12-04 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-12-23 | 2019-12-04 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2011-08-10 | 2019-12-04 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-01 | 2013-12-23 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-10 | 2013-12-23 |