Richard John Walter Bagshaw
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard John Walter Bagshaw, a licensed Responsible Officer with CE reference ASK905. Currently licensed at 1 firm(s): Man Investments (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2023-10-03 | 2025-08-01 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-04-27 | 2023-10-02 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-31 | 2023-10-02 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-03-31 | 2023-10-02 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2009-03-31 | 2023-10-02 |