Jialin He
賀家琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jialin He (賀家琳), a licensed Responsible Officer with CE reference ASL683. Currently licensed at 1 firm(s): CITIC Securities International Global Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-21 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 4 — Advising on securities | 2021-01-21 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-20 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-20 | 2021-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-01 | 2017-09-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-19 | 2017-09-15 |