Yuan (SFC:ASM187) Yuan
原渊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:ASM187) Yuan (原渊), a licensed former licensee with CE reference ASM187. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-21 | 2026-04-17 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-11-01 | 2026-04-17 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-04-28 | 2017-11-21 |