Ying Nii Christina Lam
林櫻妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Nii Christina Lam (林櫻妮), a licensed Representative with CE reference ASM345. Currently licensed at 3 firm(s): CES Forex (HK) Limited, CES Commodities (HK) Limited , Everbright Securities Investment Services (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2022-07-19 | present |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-06-06 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-12 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-12 | present |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-25 | 2011-06-15 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-26 | 2009-10-30 |