Wai Chun (SFC:ASM382) Lam
林偉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chun (SFC:ASM382) Lam (林偉俊), a licensed former licensee with CE reference ASM382. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AUS Financial Group (Hong Kong) Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2020-09-04 | 2020-11-30 |
| IDS Forex HK Limited | RO | Type 3 — Leveraged foreign exchange trading | 2016-09-22 | 2017-06-22 |
| City Credit Capital (HK) Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2012-11-20 | 2014-06-30 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-30 | 2012-05-28 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-03-30 | 2012-05-28 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-03-02 | 2011-02-28 |