Gloria Tsz Ying Chan
陳芷盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gloria Tsz Ying Chan (陳芷盈), a licensed Representative with CE reference ASN823. Currently licensed at 1 firm(s): Midland Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-30 | present |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-30 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-09 | 2022-08-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-10 | 2010-06-09 |