Lu Zhou
周璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Zhou (周璐), a licensed former licensee with CE reference ASP311. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-03-27 | 2025-08-01 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-27 | 2025-08-01 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-06 | 2018-03-27 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-06 | 2018-03-27 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-08 | 2011-06-08 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-04-08 | 2011-06-08 |