Ningning Chen
陳宁宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ningning Chen (陳宁宁), a licensed former licensee with CE reference ASQ132. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Scotiatrust (Asia) Limited 豐業信託(亞太區)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-13 | 2018-09-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-26 | 2013-04-09 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-03-26 | 2013-04-09 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2009-03-25 | 2012-08-09 |