Sylvain Henri Pierre Nicolay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sylvain Henri Pierre Nicolay, a licensed Responsible Officer with CE reference ASQ142. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-16 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-12-16 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2019-12-16 | 2020-05-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-12 | 2019-12-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-12 | 2019-12-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2014-09-12 | 2019-12-16 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-04 | 2014-06-18 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2009-03-25 | 2014-06-18 |