Kai Man Peter Lau
劉啟文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Man Peter Lau (劉啟文), a licensed Representative with CE reference ASS696. Currently licensed at 1 firm(s): Asset Management Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-10 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-10 | present |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-23 | 2011-06-30 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-08 | 2014-09-01 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-05 | 2014-09-01 |