Man Yan So

蘇文欣
CE No. ASS700 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yan So (蘇文欣), a licensed former licensee with CE reference ASS700. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 — Dealing in securities 2020-05-05 2021-02-23
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 — Advising on securities 2020-05-05 2021-02-23
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 9 — Asset management 2020-05-05 2021-02-23
BEA Union Investment Management Limited
東亞聯豐投資管理有限公司
Rep Type 9 — Asset management 2010-12-06 2020-04-06
Telligent Capital Management Limited Rep Type 4 — Advising on securities 2009-06-19 2010-10-22
Telligent Capital Management Limited Rep Type 9 — Asset management 2009-06-19 2010-10-22

Related