James Marshall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Marshall ( ), a licensed former licensee with CE reference ASS787. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl Bridge Asset Management Limited 橋匯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-15 | 2020-04-28 |
| Pearl Bridge Asset Management Limited 橋匯資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-15 | 2020-04-28 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 4 — Advising on securities | 2009-07-09 | 2018-03-05 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 9 — Asset management | 2009-07-09 | 2018-03-05 |