Lai Man (SFC:ASS908) Chan
陳麗敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Man (SFC:ASS908) Chan (陳麗敏), a licensed former licensee with CE reference ASS908. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hooray Securities Limited 好盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-07 | 2023-08-21 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-07 | 2022-07-23 |
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-14 | 2019-02-11 |
| Kingston Futures Limited 金利豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-14 | 2019-02-11 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-20 | 2018-06-14 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-20 | 2018-06-14 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-29 | 2018-03-04 |
| Lion Futures Limited 獅子期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-12-29 | 2018-03-04 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
RO | Type 4 — Advising on securities | 2016-12-29 | 2018-03-04 |
| Lion Futures Limited 獅子期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-12-29 | 2018-03-04 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-07 | 2016-06-11 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-28 | 2016-06-11 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-15 | 2012-02-01 |