Nicholas Ross Johnston
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Ross Johnston ( ), a licensed former licensee with CE reference AST187. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-11-18 | 2012-06-18 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 — Advising on securities | 2009-04-24 | 2012-06-18 |