Lynden Karl Howie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lynden Karl Howie ( ), a licensed former licensee with CE reference ASY375. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2011-01-11 | 2011-04-28 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-05-18 | 2011-01-11 |