Tze Ping Ruby Yam
任芷蘋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Ping Ruby Yam (任芷蘋), a licensed former licensee with CE reference ASY668. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yew Tree Limited 紫杉樹有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-08 | 2021-04-27 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-12 | 2013-10-09 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-12 | 2013-10-09 |