Kok Fook Chung
曾国富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Fook Chung (曾国富), a licensed former licensee with CE reference ASY849. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 9 — Asset management | 2021-04-01 | 2026-04-15 |
| Kings Securities Limited 乾途證券有限公司 |
Rep | Type 9 — Asset management | 2019-09-02 | 2021-04-01 |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-20 | 2026-04-15 |
| Kings Securities Limited 乾途證券有限公司 |
RO | Type 4 — Advising on securities | 2019-05-20 | 2026-04-15 |
| Kings Securities Limited 乾途證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-09 | 2019-05-20 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-15 | 2018-12-28 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-12 | 2017-10-19 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-12 | 2017-10-19 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-04 | 2014-04-28 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-04 | 2014-04-28 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-06 | 2012-06-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-30 | 2012-06-01 |