Wai Ching Yau
尤偉正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ching Yau (尤偉正), a licensed former licensee with CE reference ASZ106. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Belter Risen Asset Management Limited 潤生資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-30 | 2025-10-31 |
| Belter Risen Asset Management Limited 潤生資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-30 | 2025-10-31 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-28 | 2024-02-23 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-20 | 2024-02-23 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-20 | 2024-02-23 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-21 | 2020-05-20 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-04-21 | 2020-05-20 |
| PFC International Company Limited | Rep | Type 1 — Dealing in securities | 2018-09-13 | 2019-11-30 |
| PFC International Company Limited | Rep | Type 4 — Advising on securities | 2018-09-13 | 2019-11-30 |
| PFC International Company Limited | Rep | Type 9 — Asset management | 2018-09-13 | 2019-11-30 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-04 | 2017-06-10 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-30 | 2017-06-10 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-19 | 2017-06-10 |