Bruce Stephen James Kirk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Stephen James Kirk ( ), a licensed former licensee with CE reference ASZ619. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2020-10-28 | 2022-07-18 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-10-28 | 2022-07-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2020-10-28 | 2022-07-18 |
| Torq Capital Management (HK) Limited | RO | Type 9 — Asset management | 2016-10-04 | 2017-03-31 |
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-09-03 | 2016-02-26 |
| Azentus Capital Management Limited | RO | Type 9 — Asset management | 2011-02-21 | 2013-03-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2009-05-26 | 2011-01-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-26 | 2011-01-13 |