Mark Hsien-Chin Yuen
袁顯勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Hsien-Chin Yuen (袁顯勤), a licensed former licensee with CE reference ATB865. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 1 — Dealing in securities | 2018-08-31 | 2018-11-09 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 — Advising on securities | 2018-08-31 | 2018-11-09 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2012-08-31 | 2018-08-31 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2012-08-31 | 2018-08-31 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-27 | 2012-06-22 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2010-07-27 | 2012-06-22 |