Prateek Agarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prateek Agarwal ( ), a licensed former licensee with CE reference ATD855. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mighty Divine Investment Management Limited | RO | Type 9 — Asset management | 2014-04-11 | 2019-04-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-19 | 2012-09-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-19 | 2012-09-14 |