Linha Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Linha Kim ( ), a licensed former licensee with CE reference ATD901. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-04-23 | 2012-11-30 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-04-23 | 2012-11-30 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-29 | 2010-06-30 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-09-29 | 2010-06-30 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-24 | 2009-09-29 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-24 | 2009-09-29 |