Christopher James Williams

CE No. ATE599 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Williams, a licensed Responsible Officer with CE reference ATE599. Currently licensed at 1 firm(s): Barrenjoey Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.

More firms doing Dealing in securities →More firms doing Advising on securities →

Licence history

FirmRoleRegulated activityFromTo
Barrenjoey Asia Limited
 RO Type 1 — Dealing in securities 2025-03-13 present
Barrenjoey Asia Limited
 RO Type 4 — Advising on securities 2025-03-13 present
UBS Securities Asia Limited Rep Type 1 — Dealing in securities 2016-03-01 2019-05-31
UBS Securities Asia Limited Rep Type 4 — Advising on securities 2009-06-30 2016-03-01

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