Liying Du
杜麗瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liying Du (杜麗瑩), a licensed former licensee with CE reference ATH840. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
RO | Type 9 — Asset management | 2022-08-12 | 2024-04-05 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-16 | 2024-04-05 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-16 | 2024-04-05 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2013-09-16 | 2022-08-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-08 | 2013-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-07-13 | 2013-09-12 |