Shuya Kekke
結解秀哉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuya Kekke (結解秀哉), a licensed former licensee with CE reference ATI096. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-01-21 | 2014-07-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2014-01-21 | 2014-07-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2014-01-21 | 2014-07-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2014-01-21 | 2014-07-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2014-01-21 | 2014-07-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-09-09 | 2014-01-21 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-09-09 | 2014-01-21 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-09-09 | 2014-01-21 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2013-09-09 | 2014-01-21 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2013-09-09 | 2014-01-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2012-09-13 | 2013-03-29 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-13 | 2013-03-29 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-09-13 | 2013-03-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2009-07-27 | 2012-09-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-27 | 2012-09-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 7 — Providing automated trading services | 2009-07-27 | 2013-03-29 |