Sam Wen Te Peng
彭文德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Wen Te Peng (彭文德), a licensed Responsible Officer with CE reference ATI283. Currently licensed at 1 firm(s): F.T.M.F. Distribution Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-11 | present |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2012-08-17 | present |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-03-22 | present |