Paul Desmond O'Halloran
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Desmond O'Halloran ( ), a licensed former licensee with CE reference ATI406. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2009-07-13 | 2010-08-17 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2009-07-13 | 2010-08-17 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2009-07-13 | 2010-08-17 |