Yuming (SFC:ATJ035) Pan
潘玉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuming (SFC:ATJ035) Pan (潘玉明), a licensed former licensee with CE reference ATJ035. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-26 | 2020-01-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-22 | 2020-01-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-22 | 2020-01-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2013-07-22 | 2020-01-17 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-11 | 2013-06-13 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-04-11 | 2011-08-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-11 | 2013-06-13 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-15 | 2013-06-13 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-20 | 2011-02-21 |