Gauravjit Singh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gauravjit Singh ( ), a licensed former licensee with CE reference ATJ285. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia Limited | Rep | Type 1 — Dealing in securities | 2016-03-03 | 2019-06-07 |
| KKR Capital Markets Asia Limited | Rep | Type 4 — Advising on securities | 2016-03-03 | 2019-06-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2009-07-29 | 2009-10-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2009-07-29 | 2009-10-29 |