Qianxin Li
栗潛心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qianxin Li (栗潛心), a licensed Responsible Officer with CE reference ATM617. Currently licensed at 1 firm(s): CCB International Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-27 | present |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-02-27 | 2021-03-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-02-27 | 2021-03-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-13 | 2018-02-27 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-01 | 2018-02-27 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-11-01 | 2018-02-27 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-31 | 2011-07-11 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-31 | 2011-07-11 |