Yan Tung Tsui
徐欣彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Tung Tsui (徐欣彤), a licensed former licensee with CE reference ATM650. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qian Long Assets Management Company Limited 乾隆資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-08-31 | 2022-12-02 |
| Qian Long Assets Management Company Limited 乾隆資產管理有限公司 |
RO | Type 9 — Asset management | 2016-08-31 | 2022-12-02 |
| Qian Long Assets Management Company Limited 乾隆資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-01 | 2016-08-31 |
| Qian Long Assets Management Company Limited 乾隆資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-01 | 2016-08-31 |
| LST Capital Partners Limited |
RO | Type 9 — Asset management | 2016-04-08 | 2016-06-16 |
| LST Capital Partners Limited |
Rep | Type 9 — Asset management | 2014-12-22 | 2016-04-08 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-21 | 2014-12-06 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-04 | 2014-12-06 |