Kwok Wai Chau
周國威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Chau (周國威), a licensed Representative with CE reference ATN585. Currently licensed at 1 firm(s): DBS Vickers (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-10 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2020-10-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-08-11 | 2020-10-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-08-11 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2009-08-11 | 2020-10-30 |