Brian Lim Ah Ken
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Lim Ah Ken ( ), a licensed former licensee with CE reference ATO203. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pantheon Ventures (HK) LLP |
RO | Type 1 — Dealing in securities | 2020-04-29 | 2023-12-31 |
| Pantheon Ventures (HK) LLP |
RO | Type 4 — Advising on securities | 2013-06-20 | 2023-12-31 |
| Pantheon Ventures (HK) LLP |
Rep | Type 4 — Advising on securities | 2010-07-02 | 2013-06-20 |
| Pantheon Capital (Asia) Limited | Rep | Type 4 — Advising on securities | 2009-08-13 | 2010-06-30 |