Rongrong Shang
尚榕榕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rongrong Shang (尚榕榕), a licensed former licensee with CE reference ATO797. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-12-04 | 2013-04-30 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-26 | 2013-04-30 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-15 | 2013-04-30 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-15 | 2012-02-27 |